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Whistleblowing policy

The whistle blowing procedure aims to help and protect both staff and children. By following the procedure you are acting to prevent a problem getting worse, safeguard children and young people and reduce the potential risks to others.

The earlier you raise a concern, the easier and sooner it is possible for the setting to take action.




Little Wombatz is committed to the highest possible standards and recognises that its staff, students and volunteers are often the first to realise that there may be something wrong within the setting. However, they may not express their concerns because they feel that speaking up would be disloyal to their colleagues or they may fear harassment or victimisation.  In these circumstances, it may be easier to ignore the concern rather than report what may just be a suspicion of malpractice.


The Public Interest Disclosure Act 1998 protects workers who raise concerns from victimisation or harassment.  In accordance with that Act and its commitment to the highest standards of service delivery, the setting actively encourages its workers with serious concerns about any aspect of the setting’s practice or any adult’s, volunteer or student’s conduct to come forward and voice those concerns, in confidence, within the setting rather than overlooking a problem.





The aim of this policy and associated procedures is to establish an internal procedure that will encourage and enable staff, students and volunteers to raise serious concerns about any aspect of the setting’s practice, (which do not meet the criteria for being dealt with as a complaint or grievance), in confidence and without fear of reprisals, to ensure that the setting continues to work within best practice and safeguard children and young people.





Concerns that should be raised via the Whistle Blowing Policy may be in relation to the actions/behaviours of other staff, student’s, volunteers or about something that is perceived as:


  • Unlawful
  • Failing to comply with the settings policy and procedures
  • Poor practice
  • Improper conduct.





This policy is based on the following fundamental principles:


All staff, students and volunteers have the right to raise concerns about perceived unacceptable practice or behaviour.


The responsibility for expressing concerns about unacceptable practice or behaviour rests with all staff, students and volunteers


Little Wombatz will not tolerate harassment or victimisation and will take action to protect workers when they raise a concern in good faith.


Little Wombatz will do its best to protect a whistle blower’s identity when he/she raises a concern and does not want his/her name to be disclosed.  However, if the concern raised needs to be addressed through another procedure, e.g. disciplinary procedure, the worker may be required to provide a signed statement as part of the evidence.


In some circumstances the setting may have to disclose the identity of the worker without his/her consent, although this will be discussed with the worker first.


Appropriate advice and support will be made available to staff, students and volunteers who raise concerns.


Those who raise concerns will be kept informed of the progress and outcome of any investigation.


The setting will not tolerate malicious allegations, which may be considered a disciplinary offence.




Procedures for reporting and investigating ‘whistle blowing’ concerns have been developed to ensure that:


  • Staff or volunteers can raise concerns (no matter how small they may appear) internally as a matter of course, and receive feedback on any action taken;
  • concerns are taken seriously and dealt with quickly and appropriately;
  • staff and volunteers are reassured that they will be protected from reprisals or victimisation for whistle blowing in good faith;
  • Staff and volunteers can take the matter further if they are dissatisfied with the setting response and seek external advice and guidance
  • issues raised are addressed via other procedures and policies as appropriate.e.g. safeguarding policy, allegations against and adult working in a setting, grievance, disciplinary, health & safety
  • appropriate records are maintained for monitoring purposes






Raising a Concern


Staff should raise concerns with the Manager or management committee.  Concerns should be raised in writing and include:


  • Reference to the fact that it is a whistle blowing disclosure
  • The background and history of the concerns
  • Names, dates and places (where possible)
  • The reasons why the worker is concerned about the situation


Staff who feel unable to put concerns in writing, can telephone or meet the Manager.


Who should you contact?


You should contact one of the following people in confidence:

  •  In the first instance contact Chris Barton on 07753 662109.
  • If your concern is about Chris Barton or you are unable to contact her please contact Monique Cooper on 07535252699.





The action taken will depend on the nature of the concern; all matters raised (with the exception of allegations of abuse against a staff member or volunteer) will be investigated internally


The appropriate person will investigate the concerns thoroughly, ensuring that a written response can be provided within ten working days.


The response should include details of how the matter was investigated, conclusions drawn from the investigation, and whom to contact should the worked be unhappy with the response and wish to raise the matter.


If the investigation cannot be completed within the timescale above, the worker should receive a response that indicates:


  • Progress to date
  • How the matter is being dealt with
  • How long it will take to provide final response



In order to protect individuals, initial enquiries (usually involving a meeting with the individual raising the concern), will be made to decide whether an investigation is appropriate and, if so, what form it should take.  Concerns or allegations that raise issues that fall within the scope of other policies/procedures, will be addressed under those procedures.


Some concerns may be resolved at this initial stage simply, by agreed action or an explanation regarding the concern, without the need for further investigation.


If you do not feel that the complaint has been dealt with effectively or you still have concerns, you have a right to refer your concerns to Ofsted.


        Allegations of Abuse Against a Adults Who Work or Volunteer at Little Wombatz


        If an allegation is made against a staff member or volunteer, the following action will be taken (as per the ‘Allegations of Abuse against Adults who Work or Volunteer in a Childcare Setting’ flow chart and guidance):



  • The setting will ensure the immediate safety of the children
  • The setting will immediately contact the Early Years Named Senior Officer (if the Early Years Named Senior Officer is not contactable, the LADO should be contacted direct)
  • The setting will notify Ofsted of a significant incident
  • The Early Years Named Senior Officer will notify the LADO (Local Authority Designated Officer) who will decide if it could be a child protection case
  • If the LADO decides the matter is a child protection case external/internal agencies (e.g. police) will be informed by the LADO and the setting will act upon the advice given to ensure that any investigation is not jeopardised
  • It may be necessary to suspend the alleged perpetrator. Suspension is a neutral act to allow a thorough and fair investigation
  • If it is agreed that the matter is not a child protection case, the setting will investigate the matter and feed back the outcome of the investigation to the Early Years Named Senior Officer and Ofsted


Useful Contacts



Early Years Named Senior Officer (Gemma Hope) 01223 714760 or 07876 038762



Local Authority Designated officer (LADO)


01223 727967

Ofsted 0300 123 1231